CORPORATE PROSECUTION REGISTRY

UBS AG

Company

Company:: UBS AG
Country:: Switzerland
U.S. public company:: Yes
Financial institution:: Yes

Case

Case name:: None
Case ID:: 3:15-cr-00076
Type of crime:: Fraud - General
Disposition type:: plea
Plea agreement date (yyyy-mm-dd):: 2015-05-20
Judgment date (yyyy-mm-dd):: 2017-01-10
Jurisdiction:: Connecticut
Source:: PACER

Fines / Punishment

Probation (in months):

0

Total payments:

$203,000,000

Fine amount:: $203,000,000
Forfeiture/Disgorgement:: $0
Additional regulatory fine:: $0
Community service / other:: $0

Documents

Docket* Plea agreement (PDF)

*The docket above is unofficial and may be incomplete or out-of-date. The official docket is available on PACER (fees may apply).