CORPORATE PROSECUTION REGISTRY


UBS AG


Company
Company: UBS AG
U.S. public company? Yes
Country? Switzerland
Financial institution? Yes


Case
Case name: None
Case ID: 3:15-cr-00076
Type of crime: Fraud - General
Docket text*: Docket
Agreement text: PDF
Press release: -
Disposition type: plea
Plea agreement date (yyyy-mm-dd): 2015-05-20
Judgment date (yyyy-mm-dd): 2017-01-10
Jurisdiction: Connecticut
Source: PACER


Fines / Punishment
Length of probation (in months): 0
Fine amount ($): 203,000,000
Restitution amount ($): 0
Forfeiture/disgorgement amount ($): 0
Additional regulatory fine amount ($): 0
Community service / other penalties ($): 0
Total payments ($): 203,000,000
Notes:

*The docket above is unofficial and may be incomplete or out-of-date. The official docket is available on PACER (fees may apply).