CLOSED , EFILE |
Case title: USA v. JP Morgan Chase & Co |
Date Filed: 05/20/2015 Date Terminated: 01/10/2017 |
Assigned to: Judge Stefan R. Underhill | ||
Defendant (1) |
||
JP Morgan Chase & Co
TERMINATED: 01/10/2017 |
represented by |
Craig A. Raabe
Izard, Kindall & Raabe LLP 29 South Main Street Suite 305 West Hartford, CT 06107 860-513-2939 Email: craabe@ikrlaw.com TERMINATED: 11/22/2016 LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained David B. Leland Skadden, Arps, Slate, Meagher & Flom LLP - DC 1440 New York Ave., N.W. Washington, DC 20005-2111 202-371-7000 Fax: 202-393-5760 Email: david.leland@skadden.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Jocelyn E. Strauber Skadden, Arps, Slate, Meagher & Flom - NY Four Times Square New York, NY 10036-3897 212-735-3000 Fax: 212-735-2000 Email: jocelyn.strauber@skadden.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained John K. Carroll Skadden, Arps, Slate, Meagher & Flom - NY Four Times Square New York, NY 10036-3897 212-735-3000 Fax: 212-735-2000 Email: john.carroll@skadden.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Nuala E. Droney Robinson & Cole, LLP-HTFD 280 Trumbull St. Hartford, CT 06103 860-275-8346 Fax: 860-275-8299 Email: ndroney@rc.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Patrick Fitzgerald Skadden, Arps, Slate, Meagher & Flom - IL 155 North Wacker Dr. Chicago, IL 60606 312-407-0700 Fax: 312-407-0411 Email: patrick.fitzgerald@skadden.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Warren Feldman Skadden, Arps, Slate, Meagher & Flom - NY Four Times Square New York, NY 10036-3897 212-735-3000 Fax: 212-735-2000 Email: warren.feldman@skadden.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained James A. Wade Robinson & Cole 280 Trumbull St. Hartford, CT 06103 860-275-8270 Fax: 860-275-8299 Email: jwade@rc.com ATTORNEY TO BE NOTICED Designation: Retained Kathleen Elizabeth Dion Robinson & Cole, LLP-HTFD 280 Trumbull St. Hartford, CT 06103 860-275-8231 Fax: 860-275-8299 Email: kdion@rc.com ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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ANTITRUST VIOLATIONS, Sherman Act Conspiracy
(1) |
Defendant shall be placed on probation for 3 years; special assessment $400.00 due immediately; Fine $550,000,000 due within 15 days of judgement | |
Highest Offense Level (Opening) |
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Felony | ||
Terminated Counts |
Disposition |
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None | ||
Highest Offense Level (Terminated) |
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None | ||
Complaints |
Disposition |
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None |
Plaintiff |
||
USA | represented by |
Bryan Bughman
United States Department of Justice - Antitrust NY Antitrust Division 26 Federal Plaza Room 3630 New York, NY 11201 212-335-8041 Fax: 212-335-8023 Email: bryan.bughman@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Carrie Ann Syme United States Department of Justice - Antitrust NY Antitrust Division 26 Federal Plaza New York, NY 11201 212-335-8036 Fax: 212-335-8005 Email: carrie.syme@usdoj.gov LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Eric L Schleef United States Dept of Justice-Antitrust Antitrust Division 209 S. LaSalle St., Suite 600 Chicago, IL 60622 312-353-8209 Fax: 312-353-1046 Email: eric.schleef@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Joseph Muoio United States Department of Justice - Antitrust NY Antitrust Division 26 Federal Plaza New York, NY 11201 212-335-8007 Fax: 212-335-8005 Email: joseph.muoio@usdoj.gov LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained |
Date Filed | # | Docket Text |
---|---|---|
05/20/2015 | 1 | INFORMATION as to JP Morgan Chase & Co (1) count(s) 1. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 2 | ATTORNEY APPEARANCE: Craig A. Raabe appearing for JP Morgan Chase & Co (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 3 | ATTORNEY APPEARANCE: Nuala E. Droney appearing for JP Morgan Chase & Co (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 4 | MOTION to Seal Attachment to the Plea Agreement by USA as to JP Morgan Chase & Co. (Attachments: # 1 Proposed Order)(Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 5 | NOTICE of Motion to Authorize Alternative Victim Notification Procedures Pursuant to 18 U.S.C. 3771(d)(2) by USA as to JP Morgan Chase & Co (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 6 | MOTION and Memorandum to Authorize Alternative Victim Notification Procedures Pursuant to 18 U.S.C. 3771(d)(2) by USA as to JP Morgan Chase & Co. (Jaiman, R.) (Additional attachment(s) added on 5/21/2015: # 1 Proposed Order) (Jaiman, R.). (Entered: 05/21/2015) |
05/20/2015 | 7 | MOTION for Leave to Appear Pro Hac Vice Attorney: David B. Leland. Filing Fee $75.00. Receipt Number CTXB000005784. by JP Morgan Chase & Co. (Attachments: # 1 Affidavit)(Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 8 | MOTION for Leave to Appear Pro Hac Vice Attorney: Patrick Fitzgerald. Filing Fee $75.00. Receipt Number CTXB00005784. by JP Morgan Chase & Co. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 9 | MOTION for Leave to Appear Pro Hac Vice Attorney: John K. Carroll. Filing Fee $75.00. Receipt Number CTXB000005784. by JP Morgan Chase & Co. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 10 | MOTION for Leave to Appear Pro Hac Vice Attorney: Jocelyn E. Struber. Filing Fee $75.00. Receipt Number CTXB000005784. by JP Morgan Chase & Co. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 11 | MOTION for Leave to Appear Pro Hac Vice Attorney: Warren Feldman. Filing Fee $75.00. Receipt Number CTXB000005784. by JP Morgan Chase & Co. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 12 | Minute Entry for proceedings held before Judge Stefan R. Underhill: Initial Appearance; Waiver/Plea Hearing; Motion Hearing as to JP Morgan Chase & Co held on 5/20/2015; granting 4 Motion to Seal Attachment to the Plea Agreement as to JP Morgan Chase & Co (1); granting 7 Motion for Leave to Appear Pro Hac Vice as to JP Morgan Chase & Co; granting 8 Motion for Leave to Appear Pro Hac Vice as to JP Morgan Chase & Co; granting 9 Motion for Leave to Appear Pro Hac Vice as to JP Morgan Chase & Co; granting 10 Motion for Leave to Appear Pro Hac Vice as to JP Morgan Chase & Co; granting 11 Motion for Leave to Appear Pro Hac Vice as to JP Morgan Chase & Co (1); re 4 MOTION to Seal Attachment to the Plea Agreement filed by USA, 8 MOTION for Leave to Appear Pro Hac Vice Attorney: Patrick Fitzgerald. Filing Fee $75.00. Receipt Number CTXB00005784. filed by JP Morgan Chase & Co, 7 MOTION for Leave to Appear Pro Hac Vice Attorney: David B. Leland. Filing Fee $75.00. Receipt Number CTXB000005784. filed by JP Morgan Chase & Co, 9 MOTION for Leave to Appear Pro Hac Vice Attorney: John K. Carroll. Filing Fee $75.00. Receipt Number CTXB000005784. filed by JP Morgan Chase & Co, 11 MOTION for Leave to Appear Pro Hac Vice Attorney: Warren Feldman. Filing Fee $75.00. Receipt Number CTXB000005784. filed by JP Morgan Chase & Co, 10 MOTION for Leave to Appear Pro Hac Vice Attorney: Jocelyn E. Struber. Filing Fee $75.00. Receipt Number CTXB000005784. filed by JP Morgan Chase & Co ; Plea entered by JP Morgan Chase & Co (1) Guilty as to Count 1. by JP Morgan Chase & Co. (IN OPEN COURT, THE DEFENDANT WAIVE INDICTMENT AND PLEAD GUILTY) 10 minutes(Court Reporter Catucci, S.) (Jaiman, R.) (Additional attachment(s) added on 5/21/2015: # 1 CORRECTED MINUTES) (Jaiman, R.). (Entered: 05/21/2015) |
05/20/2015 | 13 | PLEA AGREEMENT as to JP Morgan Chase & Co (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 14 | Sealed Document: Attachment A to Plea Agreement by USA as to JP Morgan Chase & Co re 13 Plea Agreement - (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | 15 |
ELECTRONIC FILING ORDER as to JP Morgan Chase & Co - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER
Signed by Judge Stefan R. Underhill on 5/20/2015. (Jaiman, R.) (Entered: 05/21/2015) |
05/20/2015 | WAIVER OF INDICTMENT IN OPEN COURT by JP Morgan Chase & Co (Blough, B.) (Entered: 06/02/2015) | |
05/22/2015 | 16 | CERTIFICATE OF GOOD STANDING re 7 MOTION for Leave to Appear Pro Hac Vice Attorney: David B. Leland. Filing Fee $$75.00. Receipt Number CTXB000005784. (Raabe, Craig) (Entered: 05/22/2015) |
05/22/2015 | 17 | CERTIFICATE OF GOOD STANDING re 8 MOTION for Leave to Appear Pro Hac Vice Attorney: Patrick Fitzgerald. Filing Fee $75.00. Receipt Number CTXB00005784. (Raabe, Craig) (Entered: 05/22/2015) |
06/02/2015 | 18 | TRANSCRIPT of Proceedings: as to JP Morgan Chase & Co Type of Hearing: Waiver and Plea. Held on 5/20/15 before Judge Stefan R. Underhill. Court Reporter: Susan E. Catucci. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: To remove personal identifier information from the transcript, a party must electronically file a Notice of Intent to Request Redaction with the Clerk's Office within seven (7) calendar days of this date. If no such Notice is filed, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available through PACER without redaction 90 days from today's date. The transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. The policy governing the redaction of personal information is located on the court website at www.ctd.uscourts.gov. Redaction Request due 6/23/2015. Redacted Transcript Deadline set for 7/3/2015. Release of Transcript Restriction set for 8/31/2015. (Catucci, S.) (Entered: 06/02/2015) |
07/08/2015 | 19 | Memorandum in Support by USA as to JP Morgan Chase & Co re 6 MOTION and Memorandum to authorize Alternative Victim Notification Procedures Pursuant to 18 U.S.C. 3771(d)(2). Supplemental Memorandum (Muoio, Joseph) (Entered: 07/08/2015) |
07/21/2015 | 20 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. Set/Reset Deadlines/Hearings as to JP Morgan Chase & Co: Telephone Conference set for 8/18/2015 11:00 AM in Chambers Room 411, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill. The court will circulate dial-in information in advance of the call. (Freuden, S.) (Entered: 07/21/2015) |
08/18/2015 | 21 | Minute Entry for proceedings held before Judge Stefan R. Underhill:Status Conference as to JP Morgan Chase & Co held on 8/18/2015 Total Time: 0 hours and 15 minutes(Court Reporter Sue Catucci.)(Freuden, S.) (Entered: 08/19/2015) |
09/11/2015 | 22 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. Phone Conference set for 9/21/2015 05:00 PM before Judge Stefan R. Underhill. The court will circulate dial-in information in advance of the call. (Landman, M) (Entered: 09/11/2015) |
09/21/2015 | 23 | Minute Entry for proceedings held before Judge Stefan R. Underhill: Phone Conference as to JP Morgan Chase & Co held on 9/21/2015. Total Time: 0 hours and 10 minutes (Court Reporter Sharon Masse.) (Landman, M) (Entered: 09/21/2015) |
09/22/2015 | 24 | ORDER granting 6 Motion for Alternative Crime Victim Notification as to JP Morgan Chase & Co (1). Signed by Judge Stefan R. Underhill on 9/22/2015. (Landman, M) (Entered: 09/22/2015) |
04/18/2016 | 25 |
ORDER OF REFERRAL TO PROBATION FOR PRESENTENCE INVESTIGATION AND REPORT as to JP Morgan Chase & Co. First Disclosure-PSI due 7/22/2016 Objections Due 8/12/2016 2nd-Disclosure PSI due 8/26/2016 Sentencing Memorandum due 9/6/2016 Response due 9/13/2016 Sentencing set for 9/20/2016 02:00 PM in Courtroom One, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill
Signed by Judge Stefan R. Underhill on 4/18/2016. (Jaiman, R.) (Entered: 04/18/2016) |
04/18/2016 | 26 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. Sentencing set for 9/20/2016 02:00 AM in Courtroom One, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill (Jaiman, R.) (Entered: 04/18/2016) |
06/30/2016 | 27 | Consent MOTION to Continue Sentencing until December 15, 2016, or such other later date as may be convenient for the Court by JP Morgan Chase & Co. (Droney, Nuala) (Entered: 06/30/2016) |
07/07/2016 | 28 | ORDER granting 27 Motion to Continue as to JP Morgan Chase & Co (1). Signed by Judge Stefan R. Underhill on 7/7/2016. (Landman, M) (Entered: 07/07/2016) |
07/08/2016 | 29 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. RESET FROM 9/20/2016 at 2:00 p.m. , SET / RESET SENTENCING SCHEDULING DEADLINE as to JP Morgan Chase & Co: PSI due October 14, 2016, Objection to PSI due November 4, 2016, 2nd PSI due November 18, 2016, Memo in aid of sentencing due December 1, 2016, Government Response due December 8, 2016, Sentencing set for 12/15/2016 02:00 PM in Courtroom One, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill. (Landman, M) (Entered: 07/08/2016) |
10/13/2016 | 30 | PRESENTENCE INVESTIGATION REPORT (Draft Report) (SEALED - government and defense counsel) as to JP Morgan Chase & Co. (available to USA, JP Morgan Chase & Co) (Attachments: # 1 Information, # 2 Plea Agreement)(Montesi, J) (Entered: 10/13/2016) |
10/17/2016 | 31 | ATTORNEY APPEARANCE: Kathleen Elizabeth Dion appearing for JP Morgan Chase & Co (Dion, Kathleen) (Entered: 10/17/2016) |
10/17/2016 | 32 | ATTORNEY APPEARANCE: James A. Wade appearing for JP Morgan Chase & Co (Wade, James) (Entered: 10/17/2016) |
11/16/2016 | 33 | PRESENTENCE INVESTIGATION REPORT (Final Report) (SEALED - government and defense counsel) as to JP Morgan Chase & Co. (available to USA, JP Morgan Chase & Co) (Attachments: # 1 Addendum)(Montesi, J) (Entered: 11/16/2016) |
11/16/2016 | 34 | Sealed Sentencing Recommendation: as to JP Morgan Chase & Co (Montesi, J) (Entered: 11/16/2016) |
11/17/2016 | 35 | MOTION for Craig A. Raabe to Withdraw as Attorney by JP Morgan Chase & Co. (Raabe, Craig) (Entered: 11/17/2016) |
11/22/2016 | 36 | ORDER granting 35 Motion to Withdraw as Attorney. Craig A. Raabe withdrawn from case as to JP Morgan Chase & Co (1). Signed by Judge Stefan R. Underhill on 11/22/2016. (Landman, M) (Entered: 11/22/2016) |
12/01/2016 | 37 | SENTENCING MEMORANDUM by JP Morgan Chase & Co (Droney, Nuala) (Entered: 12/01/2016) |
12/01/2016 | 38 | SENTENCING MEMORANDUM by USA as to JP Morgan Chase & Co (Bughman, Bryan) (Entered: 12/01/2016) |
12/01/2016 | 41 | MOTION for Downward Departure by USA as to JP Morgan Chase & Co. ORIGINALLY E-FILED IN ERROR AS PART OF DOCUMENT #39; REDOCKETED TO PROPERLY IDENTIFY AS A TWO PART DOCUMENT (Oliver, T.) (Entered: 12/08/2016) |
12/07/2016 | 39 | ATTORNEY APPEARANCE Bryan Bughman appearing for USA (Bughman, Bryan) (Entered: 12/07/2016) |
12/08/2016 | 40 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. RESET FROM 12/15/2016 at 1:30 p.m. ; Sentencing set for 12/15/2016 at 02:00 PM in Courtroom One, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill. (Landman, M) (Entered: 12/08/2016) |
12/13/2016 | 42 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. Phone Conference set for 12/13/2016 at 02:30 PM before Judge Stefan R. Underhill. (Landman, M) (Entered: 12/13/2016) |
12/13/2016 | 43 | Minute Entry for proceedings held before Judge Stefan R. Underhill: Phone Conference as to JP Morgan Chase & Co held on 12/13/2016. Total Time: 0 hours and 13 minutes. (Court Reporter Sharon Masse.) (Landman, M) (Entered: 12/13/2016) |
12/13/2016 | 44 | NOTICE OF E-FILED CALENDAR as to JP Morgan Chase & Co: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. RESET FROM 12/15/2016 Sentencing set for 1/5/2017 at 10:00 AM in Courtroom One, 915 Lafayette Blvd., Bridgeport, CT before Judge Stefan R. Underhill. (Landman, M) (Entered: 12/13/2016) |
01/05/2017 | 45 | Minute Entry for proceedings held before Judge Stefan R. Underhill:Sentencing as to JP Morgan Chase & Co held on 1/5/2017 and 12 minutes(Court Reporter Massse, S.)(Jaiman, R.) (Entered: 01/09/2017) |
01/05/2017 | 46 | Letter addressed to the Court Dated 1/4/2017 (Jaiman, R.) (Entered: 01/09/2017) |
01/05/2017 | 48 | ORDER granting 41 Motion for Departure as to JP Morgan Chase & Co (1). Signed by Judge Stefan R. Underhill on 1/5/2017. (Jaiman, R.) (Entered: 01/10/2017) |
01/10/2017 | 47 | TRANSCRIPT of Proceedings: as to JP Morgan Chase & Co Type of Hearing: Sentencing. Held on 1-5-2017 before Judge Stefan R. Underhill. Court Reporter: S. Masse. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: To remove personal identifier information from the transcript, a party must electronically file a Notice of Intent to Request Redaction with the Clerk's Office within seven (7) calendar days of this date. If no such Notice is filed, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available through PACER without redaction 90 days from today's date. The transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. The policy governing the redaction of personal information is located on the court website at www.ctd.uscourts.gov. Redaction Request due 1/31/2017. Redacted Transcript Deadline set for 2/10/2017. Release of Transcript Restriction set for 4/10/2017. (Masse, S.) (Entered: 01/10/2017) |
01/10/2017 | 49 |
JUDGMENT with judge's signature redacted. as to JP Morgan Chase & Co (1), Count(s) 1, Defendant shall be placed on probation for 3 years; special assessment $400.00 due immediately; Fine $550,000,000 due within 15 days of judgement
Signed by Judge Stefan R. Underhill on 1/10/2017. (Jaiman, R.) (Entered: 01/10/2017) |
01/10/2017 | 50 | Unredacted document with JUDGE'S SIGNATURE as to defendant(s)JP Morgan Chase & Co. Access to the pdf document is restricted pursuant to Federal Rule of Criminal Procedure 49.1(e). (Jaiman, R.) (Entered: 01/10/2017) |
01/10/2017 |
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https://ecf.ctd.uscourts.gov/cgi-bin/Dispatch.pl?crsurvey (Jaiman, R.) (Entered: 01/10/2017) |
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01/20/2017 | 51 | Statement of Reasons (SEALED - government and defense counsel) as to JP Morgan Chase & Co. (available to USA, JP Morgan Chase & Co) (Catanzarita, A) (Entered: 01/20/2017) |
01/27/2017 | 52 | PRESENTENCE INVESTIGATION REPORT (Revised) (SEALED - government and defense counsel) as to JP Morgan Chase & Co. (available to USA, JP Morgan Chase & Co) (Montesi, J) (Entered: 01/27/2017) |